Ujjaval Desai - 20 Oct 2025 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Signature
/s/ Andrea Sayago, as Attorney-In-Fact
Issuer symbol
SPMC
Transactions as of
20 Oct 2025
Net transactions value
+$310,000
Form type
4
Filing time
22 Oct 2025, 20:08:05 UTC
Previous filing
18 Jun 2024
Next filing
16 Dec 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Desai Ujjaval Chief Executive Officer, Director C/O SOUND POINT MERIDIAN CAPITAL, INC., 375 PARK AVENUE, 34TH FLOOR, NEW YORK /s/ Andrea Sayago, as Attorney-In-Fact 22 Oct 2025 0002024496

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPMC Common stock, par value $0.001 per share Purchase $184,320 +12,000 +20% $15.36 70,579 20 Oct 2025 Direct F1
transaction SPMC Common stock, par value $0.001 per share Purchase $125,680 +8,000 +11% $15.71 78,579 22 Oct 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.35 to $15.39. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.65 to $15.75. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.