Brian Ferdinand - 13 Dec 2023 Form 4 Insider Report for LUXURBAN HOTELS INC. (LUXH)

Role
Chairman & Co-CEO, Director, 10%+ Owner
Signature
/s/ Brian Ferdinand
Issuer symbol
LUXH
Transactions as of
13 Dec 2023
Net transactions value
+$114,050
Form type
4
Filing time
14 Dec 2023, 08:30:17 UTC
Previous filing
04 Dec 2023
Next filing
21 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUXH Common Stock Purchase $114,050 +25,000 +12% $4.56 225,825 13 Dec 2023 Direct F1
holding LUXH Common Stock 15,347,917 13 Dec 2023 by THA Holdings LLC F2
holding LUXH Common Stock 462,500 13 Dec 2023 by THA Family II Limited Liability Company F3
holding LUXH Common Stock 73,334 13 Dec 2023 by SuperLuxMia LLC F4
holding LUXH 13.00% Series A Cumulative Redeemable Preferred Stock 20,000 13 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LUXH Warrants 250,000 13 Dec 2023 Common Stock 250,000 $4.20 by THA Family II Limited Liability Company F5
holding LUXH Warrants 110,000 13 Dec 2023 Common Stock 110,000 $4.20 by THA Family II Limited Liability Company F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 24,833 shares, with the Reporting Person's sale of 24,833 shares of common stock at a weighted average price of $5.10 per share on November 21, 2023. The Reporting Person paid to the Issuer $13,360.154, representing the full amount of the profit realized in connection with the short-swing transaction.
F2 THA Holdings LLC is an entity controlled and operated by the Reporting Person.
F3 THA Family II Limited Liability Company is an entity controlled and operated by the Reporting Person.
F4 SuperLuxMia LLC is an entity controlled and operated by the Reporting Person.
F5 Comprised of underlying shares of the Issuer's common stock issuable upon exercise of the THA Contingent Warrants owned by THA Family II Limited Liability Company.
F6 Comprised of shares of the Issuer's common stock underlying the 2022 Insider Bridge Warrant owned by THA Family II Limited Liability Company.