Brian Ferdinand - May 19, 2023 Form 4 Insider Report for LUXURBAN HOTELS INC. (LUXH)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Brian Ferdinand
Stock symbol
LUXH
Transactions as of
May 19, 2023
Transactions value $
$164,825
Form type
4
Date filed
5/19/2023, 07:43 PM
Previous filing
May 19, 2023
Next filing
Sep 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUXH Common Stock Purchase $165K +50K +38.22% $3.30 181K May 19, 2023 Direct F1
holding LUXH Common Stock 15.5M May 19, 2023 by THA Holdings LLC F2
holding LUXH Common Stock 463K May 19, 2023 by THA Family II Limited Liability Company F3
holding LUXH Common Stock 73.3K May 19, 2023 by SuperLuxMia LLC F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LUXH Warrants 250K May 19, 2023 Common Stock 250K $4.20 by THA Family II Limited Liability Company F5
holding LUXH Warrants 113K May 19, 2023 Common Stock 113K $4.20 by THA Family II Limited Liability Company F6
holding LUXH Warrants 55K May 19, 2023 Common Stock 55K $4.20 by SuperLuxMia LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported purchase of 50,000 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2023.
F2 THA Holdings LLC is an entity owned and operated by the Reporting Person.
F3 THA Family II Limited Liability Company is an entity owned and operated by the Reporting Person.
F4 SuperLuxMia LLC is an entity owned and operated by the Reporting Person.
F5 Comprised of underlying shares of the Issuer's common stock issuable upon exercise of the THA Contingent Warrants owned by THA Family II Limited Liability Company.
F6 Comprised of shares of the Issuer's common stock underlying the 2022 Insider Bridge Warrant owned by THA Family II Limited Liability Company.
F7 Comprised of shares of the Issuer's common stock underlying the 2022 Insider Bridge Warrant owned by SuperLuxMia LLC.