Greg M. Klein - 26 Oct 2021 Form 3 Insider Report for TKB Critical Technologies 1 (USCTF)

Role
Co-Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Aaron W. Walker, as attorney-in-fact
Issuer symbol
USCTF
Transactions as of
26 Oct 2021
Net transactions value
$0
Form type
3
Filing time
26 Oct 2021, 16:00:57 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCT Class B ordinary shares 26 Oct 2021 Class A ordinary shares 5,650,000 See Footnote 2 F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-260167) (the "Registration Statement") and have no expiration date.
F2 These Class B ordinary shares are held by TKB Sponsor I, LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer. The Class B ordinary shares owned by the Sponsor includes up to 750,000 shares that are subject to forfeiture in the event the underwriters of the Issuer's initial public offering do not exercise in full their over-allotment option as described in the Registration Statement. As a member of the board of managers of the Sponsor, the Reporting Person may be deemed to have indirect beneficial ownership of the Issuer's Class B ordinary shares held by the Sponsor. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney