Gregg J. Felton - Dec 9, 2021 Form 4/A - Amendment Insider Report for Altus Power, Inc. (AMPS)

Signature
/s/ Sophia Lee, as Attorney-in-Fact
Stock symbol
AMPS
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
1/20/2023, 03:02 PM
Date Of Original Report
Dec 9, 2021
Next filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPS Class A Common Stock Award +13.1M 13.1M Dec 9, 2021 By Felton Asset Management LLC F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received pursuant to the Business Combination Agreement, dated as of July 12, 2021 (as amended, the "Merger Agreement"), by and among Altus Power, Inc. (f/k/a CBRE Acquisition Holdings, Inc.) (the "Issuer"), CBAH Merger Sub I, Inc. ("First Merger Sub"), CBAH Merger Sub II, LLC ("Second Merger Sub"), Altus Power America Holdings, LLC, APAM Holdings LLC and Altus Power, Inc. (the "Company"), pursuant to which First Merger Sub merged with and into the Company with the Company continuing as the surviving corporation (the "First Merger"), and immediately thereafter the Company merged with and into Second Merger Sub, with Second Merger Sub continuing as the surviving entity and as a wholly owned subsidiary of the Issuer (the "Second Merger" and together with the First Merger and the other transactions contemplated by the Business Combination Agreement, the "Business Combination").
F2 (Continued from Footnote 1) As a result, the Company became a wholly-owned subsidiary of the Issuer, with the stockholders of the Company becoming stockholders of the Issuer.
F3 Shares held by Felton Asset Management LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4 This Form 4/A amends the Form 4 filed by the Reporting Person on December 9, 2021 (the "Original Form 4"), which inadvertently reported ownership of certain shares as indirectly owned by the Reporting Person. Shares reported herein do not include an aggregate of 10,741,488 shares held by two irrevocable trusts for the benefit of the Reporting Person's children where the Reporting Person is not the trustee and is thus not deemed to be the beneficial owner of the shares held by the irrevocable trusts. This Form 4/A is being filed solely to correct the number of securities reported in column 5 of Table I. No other amendments or changes have been made to the Original Form 4.