Akshay Ladwa - 23 Sep 2025 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Signature
/s/ Brad Eastman, Chief Legal Officer
Issuer symbol
NRGV
Transactions as of
23 Sep 2025
Net transactions value
-$242,625
Form type
4
Filing time
25 Sep 2025, 16:06:50 UTC
Previous filing
24 Sep 2025
Next filing
26 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ladwa Akshay Chief Operations Officer 4165 EAST THOUSAND OAKS BLVD, SUITE 100, WESTLAKE VILLAGE /s/ Brad Eastman, Chief Legal Officer 25 Sep 2025 0001977206

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Sale $242,625 -75,000 -3.5% $3.24 2,084,582 23 Sep 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.