Robert Piconi - Sep 15, 2023 Form 4 Insider Report for Energy Vault Holdings, Inc. (NRGV)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Timothy Maloche, Attorney-in-Fact
Stock symbol
NRGV
Transactions as of
Sep 15, 2023
Transactions value $
$148,497
Form type
4
Date filed
9/18/2023, 08:35 AM
Previous filing
May 23, 2023
Next filing
Dec 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGV Common Stock Purchase $148K +49.9K +0.35% $2.98 14.2M Sep 15, 2023 Direct F1
holding NRGV Common Stock 4.31M Sep 15, 2023 See Footnote F2
holding NRGV Common Stock 4.31M Sep 15, 2023 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.945 to $3.005. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 Held by Piconi 2021 Delaware Trust for which the Reporting Person serves as investment advisor.
F3 Held by Piconi Family 2021 Delaware Trust for which the Reporting Person serves as investment advisor.