Reid Hoffman - Nov 4, 2024 Form 4 Insider Report for Aurora Innovation, Inc. (AUR)

Role
Director
Signature
/s/ Yijun Han, Attorney-in-fact for Reid Hoffman
Stock symbol
AUR
Transactions as of
Nov 4, 2024
Transactions value $
-$19,497,601
Form type
4
Date filed
11/5/2024, 07:51 PM
Previous filing
Sep 13, 2024
Next filing
Nov 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUR Class A Common Stock Conversion of derivative security +6.34M +90.44% 13.4M Nov 4, 2024 See Footnotes F1, F2, F3
transaction AUR Class A Common Stock Conversion of derivative security +352K +90.44% 742K Nov 4, 2024 See Footnotes F1, F2, F4
transaction AUR Class A Common Stock Conversion of derivative security +352K +90.44% 742K Nov 4, 2024 See Footnotes F1, F2, F5
transaction AUR Class A Common Stock Sale -$6.84M -1.25M -9.39% $5.45 12.1M Nov 4, 2024 See Footnotes F2, F3, F6
transaction AUR Class A Common Stock Sale -$380K -69.7K -9.39% $5.45 672K Nov 4, 2024 See Footnotes F2, F4, F6
transaction AUR Class A Common Stock Sale -$380K -69.7K -9.39% $5.45 672K Nov 4, 2024 See Footnotes F2, F5, F6
transaction AUR Class A Common Stock Sale -$10.7M -2.07M -17.1% $5.17 10M Nov 5, 2024 See Footnotes F2, F3, F7
transaction AUR Class A Common Stock Sale -$595K -115K -17.1% $5.17 557K Nov 5, 2024 See Footnotes F2, F4, F7
transaction AUR Class A Common Stock Sale -$595K -115K -17.1% $5.17 557K Nov 5, 2024 See Footnotes F2, F5, F7
holding AUR Class A Common Stock 1M Nov 4, 2024 See Footnote F8
holding AUR Class A Common Stock 6.88M Nov 4, 2024 See Footnote F9
holding AUR Class A Common Stock 675K Nov 4, 2024 See Footnote F10
holding AUR Class A Common Stock 286K Nov 4, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUR Class B Common Stock Conversion of derivative security $0 -6.34M -50% $0.00 6.34M Nov 4, 2024 Class A Common Stock 6.34M See Footnotes F1, F2, F3
transaction AUR Class B Common Stock Conversion of derivative security $0 -352K -50% $0.00 352K Nov 4, 2024 Class A Common Stock 352K See Footnotes F1, F2, F4
transaction AUR Class B Common Stock Conversion of derivative security $0 -352K -50% $0.00 352K Nov 4, 2024 Class A Common Stock 352K See Footnotes F1, F2, F5
holding AUR Class B Common Stock 782K Nov 4, 2024 Class A Common Stock 782K See Footnote F1, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.
F2 Greylock 15 GP LLC ("Greylock LLC") is the general partner of each of Greylock 15 Limited Partnership ("Greylock 15"), Greylock 15 Principals Limited Partnership ("Greylock Principals"), and Greylock 15-A Limited Partnership ("Greylock 15-A"). By virtue of being a managing member of Greylock LLC, the reporting person may be deemed a beneficial owner of the securities held by Greylock 15, Greylock Principals, and Greylock 15-A. The reporting person disclaims beneficial ownership of the securities held by Greylock 15, Greylock Principals, and/or Greylock 15-A, except to the extent of his pecuniary interest therein.
F3 Reflects securities held directly by Greylock 15.
F4 Reflects securities held directly by Greylock 15-A.
F5 Reflects securities held directly by Greylock 15 Principals.
F6 Weighted average price. This transaction was executed in multiple trades at prices ranging from $5.37 to $5.53, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 Weighted average price. This transaction was executed in multiple trades at prices ranging from $5.00 to $5.56, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 Reflects securities held by Reprogrammed Interchange LLC ("Reprogrammed"). The reporting person may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.
F9 Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F10 Reflects securities held by Programmable Exchange LLC ("Programmable"). The reporting person may be deemed a beneficial owner of securities held by Programmable by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Programmable, except to the extent of his pecuniary interest therein.
F11 Reflects securities held directly by Thigmotropism LLC. The reporting person may be deemed a beneficial owner of securities held by Thigmotropism LLC by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Thigmotropism LLC, except to the extent of his pecuniary interest therein.