Reid Hoffman - Oct 19, 2023 Form 4 Insider Report for Aurora Innovation, Inc. (AUR)

Role
Director
Signature
/s/ Yijun Han, Attorney-in-fact for Reid Hoffman
Stock symbol
AUR
Transactions as of
Oct 19, 2023
Transactions value $
$0
Form type
4
Date filed
10/23/2023, 06:22 PM
Previous filing
Oct 10, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUR Class A Common Stock Conversion of derivative security +12.7M 12.7M Oct 19, 2023 See Footnotes F1, F2, F3
transaction AUR Class A Common Stock Conversion of derivative security +705K 705K Oct 19, 2023 See Footnotes F1, F2, F4
transaction AUR Class A Common Stock Conversion of derivative security +705K 705K Oct 19, 2023 See Footnotes F1, F2, F5
holding AUR Class A Common Stock 1M Oct 19, 2023 See Footnote F6
holding AUR Class A Common Stock 6.88M Oct 19, 2023 See Footnote F7
holding AUR Class A Common Stock 675K Oct 19, 2023 See Footnote F8
holding AUR Class A Common Stock 212K Oct 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUR Class B Common Stock Conversion of derivative security $0 -12.7M -50% $0.00 12.7M Oct 19, 2023 Class A Common Stock 12.7M See Footnotes F1, F2, F3
transaction AUR Class B Common Stock Conversion of derivative security $0 -705K -50% $0.00 705K Oct 19, 2023 Class A Common Stock 705K See Footnotes F1, F2, F4
transaction AUR Class B Common Stock Conversion of derivative security $0 -705K -50% $0.00 705K Oct 19, 2023 Class A Common Stock 705K See Footnotes F1, F2, F5
holding AUR Class B Common Stock 782K Oct 19, 2023 Class A Common Stock 782K See Footnote F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.
F2 Greylock 15 GP LLC ("Greylock LLC") is the general partner of each of Greylock 15 Limited Partnership ("Greylock 15"), Greylock 15 Principals Limited Partnership ("Greylock Principals"), and Greylock 15-A Limited Partnership ("Greylock 15-A"). By virtue of being a managing member of Greylock LLC, the reporting person may be deemed a beneficial owner of the securities held by Greylock 15, Greylock Principals, and Greylock 15-A. The reporting person disclaims beneficial ownership of the securities held by Greylock 15, Greylock Principals, and/or Greylock 15-A, except to the extent of his pecuniary interest therein.
F3 Reflects securities held directly by Greylock 15 Limited Partnership.
F4 Reflects securities held directly by Greylock 15 Principals Limited Partnership.
F5 Reflects securities held directly by Greylock 15-A Limited Partnership.
F6 Reflects securities held directly by Reprogrammed Interchange LLC ("Reprogrammed"). The reporting person may be deemed a beneficial owner of securities held by Reprogrammed by virtue of his shared control over and indirect pecuniary interest in Reprogrammed. The reporting person disclaims beneficial ownership of the securities held by Reprogrammed, except to the extent of his pecuniary interest therein.
F7 Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F8 Reflects securities held directly by Programmable Exchange LLC ("Programmable"). The reporting person may be deemed a beneficial owner of securities held by Programmable by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Programmable, except to the extent of his pecuniary interest therein.
F9 Reflects securities held directly by Thigmotropism LLC. The reporting person may be deemed a beneficial owner of securities held by Thigmotropism LLC by virtue of his voting and investment power over such securities. The reporting person disclaims beneficial ownership of the securities held by Thigmotropism LLC, except to the extent of his pecuniary interest therein.