Sterling Anderson - Jun 12, 2023 Form 4 Insider Report for Aurora Innovation, Inc. (AUR)

Role
Director
Signature
/s/ Yijun Han, Attorney-in-fact for Sterling Anderson
Stock symbol
AUR
Transactions as of
Jun 12, 2023
Transactions value $
-$923,720
Form type
4
Date filed
6/14/2023, 04:27 PM
Previous filing
Jun 12, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUR Class A Common Stock Sale -$470K -200K -11.1% $2.35 1.6M Jun 12, 2023 Direct F1, F2
transaction AUR Class A Common Stock Sale -$454K -200K -12.49% $2.27 1.4M Jun 13, 2023 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock of the issuer the reporting person beneficially owned immediately prior to the first transactions under the Plan. This reported transaction has no impact on the number of shares of Class B Common Stock beneficially owned by the reporting person.
F2 Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.18 to $2.485 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 Weighted average price. This transaction was executed in multiple trades at prices ranging from $2.175 to $2.365 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.