Ian Robertson - Jun 9, 2022 Form 4 Insider Report for Embark Technology, Inc. (EMBK)

Role: Director
Signature: /s/ Ian Robertson
Stock symbol: EMBK
Transactions as of: Jun 9, 2022
Transactions value $: $0
Form type: 4
Date filed: 10/4/2022, 07:39 PM
Next filing: Aug 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EMBK	Class A Common Stock	Award	$0	+9.88K		$0.00	9.88K	Jun 9, 2022	Direct	F1
holding	EMBK	Class A Common Stock						8.23K	Jun 9, 2022	By Techno Whiz Kid Inc.	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	EMBK	Warrants						6.99K	Jun 9, 2022	Class A Common Stock	6.99K	$230.00	By Techno Whiz Kid Inc.	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects an award of restricted stock units ("RSUs"), which will vest in four equal quarterly installments beginning on September 9, 2022. Each RSU represents a contingent right to receive one share of Class A Common Stock.
F2	Reflects the amount of shares beneficially held following a 20-for-1 stock split effected by the Issuer on August 16, 2022, which was exempt from reporting pursuant to Rule 16a-9.
F3	Shares and warrants received as a liquidating distribution from Northern Genesis Sponsor, LLC, which was exempt from reporting pursuant to Rule 16a-13. In prior reports, the reporting person reported beneficial ownership of all shares and warrants held by Northern Genesis Sponsor, LLC.