Lisa I. Klika - 08 Dec 2021 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY
Signature
/s/ Lisa I. Klika
Issuer symbol
GHLD
Transactions as of
08 Dec 2021
Net transactions value
+$48,244
Form type
4
Filing time
09 Dec 2021, 19:05:10 UTC
Previous filing
02 Jun 2021
Next filing
18 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $48,244 +3,227 +2.3% $14.95 145,662 08 Dec 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an adjustment to RSU holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on November 4, 2021, and paid on December 8, 2021.
F2 Includes 51,457 RSUs which represent a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.

Remarks:

SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY