Stephen J. Barnard - Jun 18, 2021 Form 4 Insider Report for Mission Produce, Inc. (AVO)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Joanne Wu, Attorney-in-Fact for Stephen J. Barnard
Stock symbol
AVO
Transactions as of
Jun 18, 2021
Transactions value $
-$1,163
Form type
4
Date filed
6/22/2021, 05:13 PM
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVO COMMON STOCK Options Exercise $3.16K +230 $13.74 230 Jun 18, 2021 Direct
transaction AVO COMMON STOCK Tax liability -$4.32K -193 -83.91% $22.40 37 Jun 18, 2021 Direct
holding AVO COMMON STOCK 11.2K Jun 18, 2021 Barnard Family Trust F1
holding AVO COMMON STOCK 2.01M Jun 18, 2021 STEPHEN J. BARNARD GT TRUST F1
holding AVO COMMON STOCK 1.12M Jun 18, 2021 BARNARD PROPERTIES, LLC F2
holding AVO COMMON STOCK 2.01M Jun 18, 2021 SHELLY R. BARNARD GT TRUST F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVO STOCK OPTION (RIGHT TO BUY) Options Exercise $0 -230 -0.01% $0.00 1.7M Jun 18, 2021 COMMON STOCK 230 $13.74 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Barnard is a trustee of these trusts and family members are beneficiaries. Mr. Barnard disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F2 Mr. Barnard disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3 The option vests: (i) as to 50% of the shares underlying the option, upon the closing of an initial public offering of the Company's common stock and (ii) as to 50% of the shares underlying the option, in five substantially equal installments on each anniversary of the grant date over a five-year period, subject to continued employment.