Dennis Howard - 25 Feb 2026 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
MD, Chief Tech, OPS & Data Off
Signature
/s/ P. Blake Allen, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
25 Feb 2026
Net transactions value
-$862,761
Form type
4
Filing time
27 Feb 2026, 17:47:46 UTC
Previous filing
09 Feb 2026
Next filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Howard Dennis MD, Chief Tech, OPS & Data Off 3000 SCHWAB WAY, WESTLAKE /s/ P. Blake Allen, Attorney-in-fact 27 Feb 2026 0001825454

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Options Exercise $1,788,582 +27,903 +267% $64.10 38,373 25 Feb 2026 Direct
transaction SCHW Common Stock Sale $2,651,343 -27,903 -73% $95.02 10,470 25 Feb 2026 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCHW Nonqualified Stock Option (right to buy) Options Exercise $0 -27,903 -25% $0.000000 84,000 25 Feb 2026 Common Stock 27,903 $64.10 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025.
F2 This transaction was executed in multiple trades at prices ranging from $95.00 to $95.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.