Timothy P. O'Brien - Sep 30, 2021 Form 4 Insider Report for FIDELITY D & D BANCORP INC (FDBC)

Role
SEVP and CLO of Bank
Signature
Felicity Chee
Stock symbol
FDBC
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 09:48 AM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FDBC common stock 8.98K Sep 30, 2021 Direct
holding FDBC common stock 3.11K Sep 30, 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FDBC Stock Appreciation Rights 15.2K Sep 30, 2021 Common Stock 15.2K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Timothy P. O'Brien is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F2 The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.
F3 The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.