Timothy P. O'Brien - Sep 30, 2021 Form 4 Insider Report for FIDELITY D & D BANCORP INC (FDBC)

Role: SEVP and CLO of Bank
Signature: Felicity Chee
Stock symbol: FDBC
Transactions as of: Sep 30, 2021
Transactions value $: $18,259
Form type: 4
Date filed: 9/30/2021, 12:24 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FDBC	common stock	Purchase	$18.3K	+350	+4.06%	$52.17	8.98K	Sep 30, 2021	Direct
holding	FDBC	common stock						3.11K	Sep 30, 2021	Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	FDBC	Stock Appreciation Rights						15.2K	Sep 30, 2021	Common Stock	15.2K		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
F2	The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.
F3	The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.