John L. Hopkins - 28 Feb 2026 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Executive Officer, Director
Signature
Patrick C. Cannon, attorney-in-fact for John L. Hopkins
Issuer symbol
SMR
Transactions as of
28 Feb 2026
Net transactions value
-$1,010,191
Form type
4
Filing time
03 Mar 2026, 19:26:55 UTC
Previous filing
16 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hopkins John Lawrence Chief Executive Officer, Director 1100 NE CIRCLE BLVD., SUITE 350, CORVALLIS Patrick C. Cannon, attorney-in-fact for John L. Hopkins 03 Mar 2026 0001913037

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise +39,284 39,284 02 Mar 2026 Direct F1
transaction SMR Class A Common Stock Options Exercise +104,167 +265% 143,451 02 Mar 2026 Direct F1
transaction SMR Class A Common Stock Options Exercise +56,234 +39% 199,685 02 Mar 2026 Direct F1
transaction SMR Class A Common Stock Sale $1,010,191 -82,667 -41% $12.22 117,018 03 Mar 2026 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -39,284 -100% $0.000000 0 02 Mar 2026 Class A Common Stock 39,284 Direct F1, F3
transaction SMR Restricted Stock Unit Options Exercise $0 -104,167 -50% $0.000000 104,167 02 Mar 2026 Class A Common Stock 104,167 Direct F1, F4
transaction SMR Restricted Stock Unit Options Exercise $0 -56,234 -33% $0.000000 112,468 02 Mar 2026 Class A Common Stock 56,234 Direct F1, F5
transaction SMR Restricted Stock Unit Award $0 +275,486 $0.000000 275,486 28 Feb 2026 Class A Common Stock 275,486 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Class A Common stock on a one-for-one basis.
F2 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F3 On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.
F4 On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.
F5 On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.
F6 On February 28, 2026, the reporting person was granted 275,486 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.