John L. Hopkins - 02 May 2025 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Signature
Patrick C. Cannon, attorney-in-fact for John L. Hopkins
Issuer symbol
SMR
Transactions as of
02 May 2025
Net transactions value
-$589,475
Form type
4
Filing time
06 May 2025, 20:01:22 UTC
Previous filing
06 Mar 2025
Next filing
09 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hopkins John Lawrence Chief Executive Officer, Director 1100 NE CIRCLE BLVD., SUITE 200, CORVALLIS Patrick C. Cannon, attorney-in-fact for John L. Hopkins 06 May 2025 0001913037

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $0 +49,019 +141% $0.000000 83,694 02 May 2025 Direct
transaction SMR Class A Common Stock Sale $589,475 -34,675 -41% $17.00 49,019 05 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -49,019 -100% $0.000000 0 02 May 2025 Class A Common Stock 49,019 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction is pursuant to a 10b5-1 plan.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.