Jose N. Reyes Jr - 02 Apr 2025 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Signature
Patrick C. Cannon, attorney-in-fact for Jose N. Reyes, Jr.
Issuer symbol
SMR
Transactions as of
02 Apr 2025
Transactions value $
-$386,760
Form type
4
Filing time
04 Apr 2025, 18:43:12 UTC
Previous filing
04 Mar 2025
Next filing
06 May 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $113K +33K +6.39% $3.41 549K 02 Apr 2025 By Jose N. Reyes, Jr. Trust, dated August 2, 2021
transaction SMR Class A Common Stock Sale -$499K -33K -6.01% $15.13 516K 02 Apr 2025 By Jose N. Reyes, Jr. Trust, dated August 2, 2021 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -33K -3.71% $0.00 857K 02 Apr 2025 Class A Common Stock 33K $3.41 By Jose N. Reyes, Jr. Trust, dated August 2, 2021 F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.48, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The option became fully exercisable on March 1, 2021.