Clayton Scott - 28 Feb 2025 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Commercial Officer
Signature
Patrick C. Cannon, attorney-in-fact for Clayton Scott
Issuer symbol
SMR
Transactions as of
28 Feb 2025
Net transactions value
-$239,043
Form type
4
Filing time
04 Mar 2025, 18:52:02 UTC
Previous filing
06 May 2024
Next filing
06 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $0 +19,054 +44% $0.000000 62,603 28 Feb 2025 Direct
transaction SMR Class A Common Stock Options Exercise $0 +26,041 +42% $0.000000 88,644 28 Feb 2025 Direct
transaction SMR Class A Common Stock Sale $239,043 -14,535 -16% $16.45 74,109 03 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -19,054 -50% $0.000000 19,054 28 Feb 2025 Class A Common Stock 19,054 Direct F2, F3
transaction SMR Restricted Stock Unit Options Exercise $0 -26,041 -33% $0.000000 52,084 28 Feb 2025 Class A Common Stock 26,041 Direct F2, F4
transaction SMR Restricted Stock Unit Award $0 +69,808 $0.000000 69,808 28 Feb 2025 Class A Common Stock 69,808 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F3 On February 28, 2023, the reporting person was granted 57,163 restricted stock units, vesting annually in three equal installments beginning on February 28, 2024.
F4 On February 28, 2024, the reporting person was granted 78,125 restricted stock units, vesting annually in three equal installments beginning on February 28, 2025.
F5 On February 28, 2025, the reporting person was granted 69,808 restricted stock units, vesting annually in three equal installments beginning on February 28, 2026.