Carl M. Fisher - 28 Feb 2025 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Operating Officer
Signature
Patrick C. Cannon, attorney-in-fact for Carl M. Fisher
Issuer symbol
SMR
Transactions as of
28 Feb 2025
Net transactions value
-$262,495
Form type
4
Filing time
04 Mar 2025, 18:46:07 UTC
Previous filing
07 Aug 2024
Next filing
06 Aug 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $0 +52,083 +172% $0.000000 82,406 28 Feb 2025 Direct
transaction SMR Class A Common Stock Sale $262,495 -15,961 -19% $16.45 66,445 03 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -52,083 -33% $0.000000 104,167 28 Feb 2025 Class A Common Stock 52,083 Direct F2, F3
transaction SMR Restricted Stock Unit Award $0 +58,173 $0.000000 58,173 28 Feb 2025 Class A Common Stock 58,173 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2 Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F3 On February 28, 2024, the reporting person was granted 156,250 restricted stock units, vesting annually in three equal installments beginning on February 28, 2025.
F4 On February 28, 2025, the reporting person was granted 58,173 restricted stock units, vesting annually in three equal installments beginning on February 28, 2026.