Robert K. Temple - 16 Oct 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Retired
Signature
Patrick C. Cannon, attorney-in-fact for Robert K. Temple
Issuer symbol
SMR
Transactions as of
16 Oct 2024
Net transactions value
-$1,596,794
Form type
4
Filing time
18 Oct 2024, 16:15:17 UTC
Previous filing
08 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $742,701 +115,866 +824% $6.41 129,920 16 Oct 2024 Direct
transaction SMR Class A Common Stock Sale $2,108,761 -115,866 -89% $18.20 14,054 16 Oct 2024 Direct F1
transaction SMR Class A Common Stock Sale $230,734 -12,054 -86% $19.14 2,000 17 Oct 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -115,866 -100% $0.000000 0 16 Oct 2024 Class A Common Stock 115,866 $6.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Robert K. Temple is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.31, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.14 to $19.16, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on April 1, 2024.