Robert K. Temple - Aug 13, 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Retired
Signature
Patrick C. Cannon, attorney-in-fact for Robert K. Temple
Stock symbol
SMR
Transactions as of
Aug 13, 2024
Transactions value $
-$660,550
Form type
4
Date filed
8/15/2024, 12:24 PM
Previous filing
Aug 1, 2024
Next filing
Sep 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $171K +50K +262.41% $3.41 69.1K Aug 13, 2024 Direct
transaction SMR Class A Common Stock Sale -$502K -50K -72.41% $10.03 19.1K Aug 13, 2024 Direct F1
transaction SMR Class A Common Stock Options Exercise $171K +50K +262.41% $3.41 69.1K Aug 14, 2024 Direct
transaction SMR Class A Common Stock Sale -$500K -50K -72.41% $10.00 19.1K Aug 14, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -50K -20.44% $0.00 195K Aug 13, 2024 Class A Common Stock 50K $3.41 Direct F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -50K -25.69% $0.00 145K Aug 14, 2024 Class A Common Stock 50K $3.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.02 to 10.09, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to 10.03, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2021.