Jacqueline F. Engel - Jan 5, 2024 Form 3 Insider Report for NUSCALE POWER Corp (SMR)

Role
Controller
Signature
Patrick C. Cannon, attorney-in-fact for Jacqueline F. Engel
Stock symbol
SMR
Transactions as of
Jan 5, 2024
Transactions value $
$0
Form type
3
Date filed
1/11/2024, 02:31 PM
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMR Class A Common Stock 1.01K Jan 5, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMR Employee Stock Option (right to buy) Jan 5, 2024 Class A Common Stock 2.6K $3.24 Direct F1
holding SMR Employee Stock Option (right to buy) Jan 5, 2024 Class A Common Stock 1.73K $3.41 Direct F2
holding SMR Employee Stock Option (right to buy) Jan 5, 2024 Class A Common Stock 7.79K $3.41 Direct F3
holding SMR Employee Stock Option (right to buy) Jan 5, 2024 Class A Common Stock 6.06K $6.41 Direct F4
holding SMR Restricted Stock Unit Jan 5, 2024 Class A Common Stock 3.27K $0.00 Direct F5, F6
holding SMR Restricted Stock Unit Jan 5, 2024 Class A Common Stock 7.11K $0.00 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable for 25% of the shares on August 1, 2017, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on April 1, 2020.
F2 The option became exercisable for 25% of the shares on May 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2021.
F3 The option became exercisable for 25% of the shares on March 1, 2018, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on March 1, 2021.
F4 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F5 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F6 The restricted stock units were granted July 8, 2022 and will vest in three annual installments beginning July 8, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.
F7 The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.