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Signature
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Patrick C. Cannon, attorney-in-fact for Christopher J. Colbert
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Stock symbol
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SMR
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Transactions as of
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Jun 20, 2023
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Transactions value $
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-$472,875
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Form type
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4
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Date filed
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6/22/2023, 02:49 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SMR |
Class A Common Stock |
Options Exercise |
$19.2K |
+29.9K |
+198.89% |
$0.64* |
45K |
Jun 20, 2023 |
Direct |
|
transaction |
SMR |
Class A Common Stock |
Sale |
-$236K |
-29.9K |
-66.54% |
$7.87 |
15K |
Jun 20, 2023 |
Direct |
F1 |
transaction |
SMR |
Class A Common Stock |
Options Exercise |
$19.2K |
+29.9K |
+198.89% |
$0.64* |
45K |
Jun 21, 2023 |
Direct |
|
transaction |
SMR |
Class A Common Stock |
Sale |
-$237K |
-29.9K |
-66.54% |
$7.93 |
15K |
Jun 21, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SMR |
Employee Stock Option (right to buy) |
Options Exercise |
-$19.2K |
-29.9K |
-20% |
$0.64* |
120K |
Jun 20, 2023 |
Class A Common Stock |
29.9K |
$0.64 |
Direct |
F3 |
transaction |
SMR |
Employee Stock Option (right to buy) |
Options Exercise |
-$19.2K |
-29.9K |
-25% |
$0.64* |
89.8K |
Jun 21, 2023 |
Class A Common Stock |
29.9K |
$0.64 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: