Rudy Murgo - 13 Feb 2023 Form 4/A - Amendment Insider Report for NUSCALE POWER Corp (SMR)

Role
Treasurer
Signature
Patrick C. Cannon, attorney-in-fact for Rudolph Murgo
Issuer symbol
SMR
Transactions as of
13 Feb 2023
Net transactions value
+$142,476
Form type
4/A - Amendment
Filing time
23 Feb 2023, 14:37:47 UTC
Date Of Original Report
15 Feb 2023
Previous filing
11 Jul 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $78,644 +12,269 +157% $6.41 20,063 13 Feb 2023 Direct F1
transaction SMR Class A Common Stock Options Exercise $37,005 +5,773 +29% $6.41 25,836 13 Feb 2023 Direct F1
transaction SMR Class A Common Stock Options Exercise $26,827 +2,815 +56% $9.53 7,854 13 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -12,269 -71% $0.000000 5,051 13 Feb 2023 Class A Common Stock 12,269 $6.41 Direct F2, F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -5,773 -33% $0.000000 11,547 13 Feb 2023 Class A Common Stock 5,773 $6.41 Direct F2, F4
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -2,815 -27% $0.000000 7,577 13 Feb 2023 Class A Common Stock 2,815 $9.53 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.
F2 The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.
F3 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F4 The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
F5 The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.