Dale Atkinson - 13 Feb 2023 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Chief Operating Officer
Signature
Patrick C. Cannon, attorney-in-fact for Dale Atkinson
Issuer symbol
SMR
Transactions as of
13 Feb 2023
Net transactions value
-$791,508
Form type
4
Filing time
15 Feb 2023, 15:20:51 UTC
Previous filing
12 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $70,000 +100,000 $0.7000* 100,000 13 Feb 2023 Direct
transaction SMR Class A Common Stock Sale $401,259 -38,145 -38% $10.52 61,855 13 Feb 2023 Direct F1
transaction SMR Class A Common Stock Options Exercise $69,300 +99,000 +160% $0.7000* 160,855 15 Feb 2023 Direct
transaction SMR Class A Common Stock Sale $529,549 -50,660 -31% $10.45 110,195 15 Feb 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -100,000 -41% $0.000000 142,480 13 Feb 2023 Class A Common Stock 100,000 $0.7000 Direct F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -99,000 -69% $0.000000 43,480 15 Feb 2023 Class A Common Stock 99,000 $0.7000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dale Atkinson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.31 to $10.54, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The option became exercisable for 25% of the shares on July 1, 2015, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2018.