Karin Feldman - 05 Jan 2023 Form 3 Insider Report for NUSCALE POWER Corp (SMR)

Role
Interim Chief Operating Office
Signature
Patrick C. Cannon, attorney-in-fact for Karin Feldman
Issuer symbol
SMR
Transactions as of
05 Jan 2023
Net transactions value
$0
Form type
3
Filing time
13 Jan 2023, 17:23:40 UTC
Next filing
02 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMR Employee Stock Option (right to buy) 05 Jan 2023 Class A Common Stock 69,280 $4.10 Direct F1
holding SMR Employee Stock Option (right to buy) 05 Jan 2023 Class A Common Stock 129,900 $6.41 Direct F2
holding SMR Restricted Stock Unit 05 Jan 2023 Class A Common Stock 39,216 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable for 25% of the shares on February 22, 2020 and for 1/48th of the shares at the end of each one-month period thereafter, becoming fully exercisable February 1, 2023.
F2 The option became exercisable for 25% of the shares on March 31, 2022 and for 1/48th of the shares at the end of each one-month period thereafter, becoming fully exercisable April 1, 2024.
F3 The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the company upon termination of employment or service.
F4 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.