Jose N. Reyes Jr. - 01 Nov 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role: Chief Technology Officer
Signature: Patrick C. Cannon, attorney-in-fact for Jose N. Reyes, Jr.
Issuer symbol: SMR
Transactions as of: 01 Nov 2022
Net transactions value: -$151,462
Form type: 4
Filing time: 03 Nov 2022, 18:25:44 UTC
Previous filing: 11 Jul 2022
Next filing: 16 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMR	Class A Common Stock	Options Exercise	$17,213	+26,895		$0.6400^*	26,895	01 Nov 2022	By Jose N. Reyes, Jr. Trust, dated August 2, 2021
transaction	SMR	Class A Common Stock	Sale	$307,948	-26,895	-100%	$11.45	0	01 Nov 2022	By Jose N. Reyes, Jr. Trust, dated August 2, 2021	F1
transaction	SMR	Class A Common Stock	Options Exercise	$290,058	+453,215		$0.6400^*	453,215	02 Nov 2022	By Jose N. Reyes, Jr. Trust, dated August 2, 2021
transaction	SMR	Class A Common Stock	Sale	$150,785	-13,250	-2.9%	$11.38	439,965	02 Nov 2022	By Jose N. Reyes, Jr. Trust, dated August 2, 2021	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMR	Employee Stock Option (right to buy)	Options Exercise	$0	-26,895	-100%	$0.000000^*	0	01 Nov 2022	Class A Common Stock	26,895	$0.6400	By Jose N. Reyes, Jr. Trust, dated August 2, 2021
transaction	SMR	Employee Stock Option (right to buy)	Options Exercise	$0	-453,215	-100%	$0.000000^*	0	02 Nov 2022	Class A Common Stock	453,215	$0.6400	By Jose N. Reyes, Jr. Trust, dated August 2, 2021

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.60, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.60, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.