Robert K. Temple - Nov 1, 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
General Counsel
Signature
Patrick Cannon, attorney-in-fact for Robert K. Temple
Stock symbol
SMR
Transactions as of
Nov 1, 2022
Transactions value $
-$712,480
Form type
4
Date filed
11/3/2022, 06:09 PM
Previous filing
Jul 11, 2022
Next filing
Jan 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $87.1K +26.9K +1344.65% $3.24 28.9K Nov 1, 2022 Direct
transaction SMR Class A Common Stock Sale -$308K -26.9K -93.08% $11.45 2K Nov 1, 2022 Direct F1
transaction SMR Class A Common Stock Options Exercise $124K +38.4K +48.73% $3.24 117K Nov 2, 2022 Direct
transaction SMR Class A Common Stock Sale -$439K -38.4K -32.76% $11.45 78.7K Nov 2, 2022 Direct F2
transaction SMR Class A Common Stock Options Exercise $69.1K +21.3K +27.1% $3.24 100K Nov 3, 2022 Direct
transaction SMR Class A Common Stock Sale -$246K -21.3K -21.32% $11.52 78.7K Nov 3, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -26.9K -100% $0.00* 0 Nov 1, 2022 Class A Common Stock 26.9K $3.24 Direct
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -38.4K -100% $0.00* 0 Nov 2, 2022 Class A Common Stock 38.4K $3.24 Direct
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -21.3K -100% $0.00* 0 Nov 3, 2022 Class A Common Stock 21.3K $3.24 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.61, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.68, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.78, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.