Terry Hammons - 11 Nov 2021 Form 4 Insider Report for Sotera Health Co (SHC)

Role
SVP, GC and Secretary
Signature
/s/ Jessica L. M. H. Epp, Attorney-in-Fact
Issuer symbol
SHC
Transactions as of
11 Nov 2021
Net transactions value
$0
Form type
4
Filing time
12 Nov 2021, 15:58:33 UTC
Previous filing
05 Nov 2021
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHC Common Stock, $0.01 par value per share ("Common Stock") Award $0 +8,791 $0.000000 8,791 11 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHC Stock Options Award $0 +37,676 $0.000000 37,676 11 Nov 2021 Common Stock 37,676 $22.75 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities consist of Restricted Stock Units ("RSUs") that were granted on November 11, 2021, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of common stock, subject to vesting conditions. The RSUs vest in four equal installments on each of the first four anniversaries of the date of grant.
F2 These options were granted on November 11, 2021, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.

Remarks:

The Power of Attorney for Mr. Hammons is filed as an exhibit to the Form 3 filed on November 5, 2021, which is hereby incorporated by reference.