Terry Lynn Schmidt - 22 Oct 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature: /s/ Bella Guerrero, Attorney-in-Fact
Issuer symbol: GHLD
Transactions as of: 22 Oct 2023
Net transactions value: -$94,388
Form type: 4
Filing time: 24 Oct 2023, 19:00:04 UTC
Previous filing: 11 Sep 2023
Next filing: 17 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHLD	Class A Common Stock, par value $0.01 per share	Tax liability	$94,388	-8,420	-0.31%	$11.21	2,702,461	22 Oct 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023.
F2	Includes (i) 69,155 RSUs vesting on October 21, 2024; (ii) 152,098 RSUs vesting as to 60,059 units on April 15, 2024, 60,066 units on April 15, 2025 and as to 31,973 units vesting on April 15, 2026 and (iii) 45,971 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Content

Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023.

Includes (i) 69,155 RSUs vesting on October 21, 2024; (ii) 152,098 RSUs vesting as to 60,059 units on April 15, 2024, 60,066 units on April 15, 2025 and as to 31,973 units vesting on April 15, 2026 and (iii) 45,971 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.