Mary Ann McGarry - Apr 15, 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Bella Guerrero, Attorney-in-Fact
Stock symbol
GHLD
Transactions as of
Apr 15, 2023
Transactions value $
-$71,504
Form type
4
Date filed
4/18/2023, 05:01 PM
Previous filing
Oct 24, 2022
Next filing
Sep 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $0 +138K +63.76% $0.00 353K Apr 15, 2023 Direct F1, F2
transaction GHLD Class A Common Stock, par value $0.01 per share Tax liability -$71.5K -6.56K -1.86% $10.90 347K Apr 15, 2023 Direct F3
holding GHLD Class A Common Stock, par value $0.01 per share 4.38M Apr 15, 2023 By McGarry Strategic Enterprises, LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of 137,615 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of April 15, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.
F2 Includes (i) 107,831 RSUs vesting as to 35,944 units on October 21, 2023 and as to 71,887 units on October 21, 2024, and (ii) 53,882 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of RSUs (including related dividend equivalent units), which vested on April 15, 2023.
F4 Represents shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.

Remarks:

Exhibit 24.1