Lisa I. Klika - 21 Oct 2022 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY
Signature
/s/ Lisa I. Klika
Issuer symbol
GHLD
Transactions as of
21 Oct 2022
Net transactions value
-$41,153
Form type
4
Filing time
24 Oct 2022, 20:14:10 UTC
Previous filing
18 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Tax liability $41,153 -4,449 -2.4% $9.25 178,929 21 Oct 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units (including related dividend equivalent units), which vested on October 21, 2022.
F2 Includes (i) 38,592 RSUs vesting as to 12,865 units on October 21, 2023, and as to 25,727 units on October 21, 2024, and (ii) 37,716 RSUs vesting in substantially equal 1/3 installments beginning on April 15, 2023. The vesting of the RSUs is generally subject to the award recipient's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Remarks:

SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY