Mary Ann McGarry - Apr 15, 2022 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Lisa I. Klika, Attorney-in-Fact
Stock symbol
GHLD
Transactions as of
Apr 15, 2022
Transactions value $
$0
Form type
4
Date filed
4/18/2022, 08:00 PM
Previous filing
Dec 9, 2021
Next filing
Oct 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $0 +80.8K +56.21% $0.00 225K Apr 15, 2022 Direct F1, F2
holding GHLD Class A Common Stock, par value $0.01 per share 4.38M Apr 15, 2022 By McGarry Strategic Enterprises, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of 80,819 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
F2 Includes 143,776 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
F3 4,380,740 shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.