Katherine Adkins - 01 Jul 2021 Form 3 Insider Report for Affirm Holdings, Inc. (AFRM)

Role
Chief Legal Officer
Signature
/s/ David Ritenour, Attorney-in-Fact
Issuer symbol
AFRM
Transactions as of
01 Jul 2021
Net transactions value
$0
Form type
3
Filing time
06 Jul 2021, 21:11:23 UTC
Next filing
03 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AFRM Class A Common Stock 3,816 01 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AFRM Restricted Stock Units 01 Jul 2021 Class A Common Stock 32,550 Direct F1, F2
holding AFRM Stock Option (Right to Buy) 01 Jul 2021 Class A Common Stock 128,000 $8.80 Direct F3
holding AFRM Stock Option (Right to Buy) 01 Jul 2021 Class A Common Stock 26,575 $62.52 Direct F4
holding AFRM Restricted Stock Units 01 Jul 2021 Class A Common Stock 7,946 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in 24 equal monthly installments after August 16, 2020, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F2 Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 The stock option vested as to 25% of the underlying shares on September 14, 2020, and the remainder vests in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F4 The stock option vests in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
F5 The restricted stock units vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.

Remarks:

Exhibit 24: Power of Attorney