Sharda Caro del Castillo - Jun 30, 2021 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)

Role
Chief Legal Officer
Signature
/s/ David Ritenour, Attorney-in-Fact
Stock symbol
AFRM
Transactions as of
Jun 30, 2021
Transactions value $
-$882,554
Form type
4
Date filed
7/1/2021, 05:18 PM
Previous filing
Jun 3, 2021
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFRM Class A Common Stock Options Exercise +26.4K +98.88% 53.2K Jun 30, 2021 Direct F1
transaction AFRM Class A Common Stock Tax liability -$883K -13.1K -24.65% $67.35 40.1K Jun 30, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFRM Restricted Stock Units Options Exercise $0 -6.43K -100% $0.00* 0 Jun 30, 2021 Class A Common Stock 6.43K Direct F1, F3
transaction AFRM Restricted Stock Units Options Exercise $0 -20K -100% $0.00* 0 Jun 30, 2021 Class A Common Stock 20K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Sharda Caro del Castillo is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on June 30, 2021.
F3 The vesting of 6,428 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited.
F4 The vesting of 20,000 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited.