Sharda Caro del Castillo - 30 Jun 2021 Form 4 Insider Report for Affirm Holdings, Inc. (AFRM)

Role
Chief Legal Officer
Signature
/s/ David Ritenour, Attorney-in-Fact
Issuer symbol
AFRM
Transactions as of
30 Jun 2021
Net transactions value
-$882,554
Form type
4
Filing time
01 Jul 2021, 17:18:45 UTC
Previous filing
03 Jun 2021
Next filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFRM Class A Common Stock Options Exercise +26,428 +99% 53,155 30 Jun 2021 Direct F1
transaction AFRM Class A Common Stock Tax liability $882,554 -13,104 -25% $67.35 40,051 30 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFRM Restricted Stock Units Options Exercise $0 -6,428 -100% $0.000000* 0 30 Jun 2021 Class A Common Stock 6,428 Direct F1, F3
transaction AFRM Restricted Stock Units Options Exercise $0 -20,000 -100% $0.000000* 0 30 Jun 2021 Class A Common Stock 20,000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Sharda Caro del Castillo is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2 Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on June 30, 2021.
F3 The vesting of 6,428 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited.
F4 The vesting of 20,000 units was accelerated as of June 30, 2021, at which time the remaining unvested units were forfeited.