John M. Miller - May 25, 2023 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role
VP and Chief IP Counsel
Signature
Danielle White, Attorney-in-Fact for John M. Miller
Stock symbol
ROK
Transactions as of
May 25, 2023
Transactions value $
$113
Form type
4
Date filed
5/26/2023, 05:48 PM
Previous filing
May 3, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROK Common Stock Options Exercise $98K +900 +21.02% $108.89 5.18K May 25, 2023 Direct
transaction ROK Common Stock Tax liability -$97.9K -358 -6.91% $273.43 4.82K May 25, 2023 Direct
holding ROK Common Stock 458 May 25, 2023 By Savings Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROK Employee Stock Option (Right to Buy) Options Exercise $0 -900 -100% $0.00* 0 May 25, 2023 Common Stock 900 $108.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2023.
F2 The options vested in three substantially equal annual installments beginning on the date exercisable.