Steve Kosier - Jun 1, 2022 Form 3 Insider Report for SkyWater Technology, Inc (SKYT)

Signature
/s/ Christopher Hilberg, Attorney-in-Fact
Stock symbol
SKYT
Transactions as of
Jun 1, 2022
Transactions value $
$0
Form type
3
Date filed
6/21/2022, 05:23 PM
Next filing
Sep 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SKYT Common Stock 51K Jun 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SKYT Options to Acquire Common Stock Jun 1, 2022 Common Stock 7.61K $14.00 Direct F2
holding SKYT Options to Acquire Common Stock Jun 1, 2022 Common Stock 40.5K $11.24 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 50,261 Restricted Stock Units (RSUs) that are unvested. Contingent on the reporting person's continuation in service on each applicable vesting date, 1,166 RSUs will vest on 4/21/2023, 1,168 RSUs will vest on 4/21/2024, 9,525 RSUs will vest on 8/6/2022, 9,525 RSUs will vest on 8/6/2023, 9,527 RSUs will vest on 8/6/2024, 6,450 RSUs will vest on 2/25/2023, 6,450 RSUs will vest on 2/25/2024, and 6,450 RSUs will vest on 2/25/2025.
F2 Contingent on the reporting person's continuation in service on each applicable vesting date, 1,902 options will vest on 4/20/2023, 1,902 options will vest on 4/20/2024, and 1,903 options will vest on 4/20/2025.
F3 Contingent on the reporting person's continuation in service on each applicable vesting date, 10,125 options will vest on 2/25/2023, 10,125 options will vest on 2/25/2024, 10,125 options will vest on 2/25/2025, and 10,127 options will vest on 2/25/2026.