| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JOBY | Common Stock | Sale | -$227K | -37.8K | -54.9% | $6.00 | 31.1K | Jul 11, 2024 | Direct | F1, F2 |
| transaction | JOBY | Common Stock | Options Exercise | $9.74K | +11.2K | +36.05% | $0.87 | 42.3K | Jul 11, 2024 | Direct | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JOBY | Stock Options | Options Exercise | $0 | -11.2K | -12.09% | $0.00 | 81.4K | Jul 11, 2024 | Common Stock | 11.2K | $0.87 | Direct | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Sale made pursuant to the Reporting Person's approved 10b5-1 trading plan adopted on June 15 2023. |
| F2 | This transaction was executed in multiple trades at prices ranging from $6.00 to $6.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | This amendment is being filed to reflect the exercise of 11,200 stock options in connection with the exercise and sale of options executed under the reporting Person's 10b5-1 trading plan. The sale was reported on the original Form 4 but the exercise was inadvertently omitted from the original filing. |
| F4 | Represents a stock option that vested with respect to 16.66% of the underlying shares on January 13, 2021 and vests as to the remaining 83.34% of the underlying shares in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. |
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