Kate DeHoff - Jan 16, 2024 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
General Counsel and Corporate Secretary
Signature
/s/ Sarah Slayen, Attorney-in-Fact for Kate Dehoff
Stock symbol
JOBY
Transactions as of
Jan 16, 2024
Transactions value $
-$13,846
Form type
4
Date filed
1/18/2024, 09:38 PM
Previous filing
Jan 17, 2024
Next filing
Feb 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +485 +0.3% $0.00 164K Jan 16, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +521 +0.32% $0.00 164K Jan 16, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +799 +0.49% $0.00 165K Jan 16, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +3.01K +1.82% $0.00 168K Jan 16, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +1.98K +1.18% $0.00 170K Jan 16, 2024 Direct
transaction JOBY Common Stock Sale -$995 -178 -0.1% $5.59 170K Jan 18, 2024 Direct F1
transaction JOBY Common Stock Sale -$1.07K -191 -0.11% $5.59 170K Jan 18, 2024 Direct F1
transaction JOBY Common Stock Sale -$1.63K -291 -0.17% $5.59 169K Jan 18, 2024 Direct F1
transaction JOBY Common Stock Sale -$6.13K -1.1K -0.65% $5.59 168K Jan 18, 2024 Direct F1, F2
transaction JOBY Common Stock Sale -$4.03K -721 -0.43% $5.59 168K Jan 18, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -485 -25.01% $0.00 1.45K Jan 16, 2024 Common Stock 485 $0.00 Direct F3
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -521 -25% $0.00 1.56K Jan 16, 2024 Common Stock 521 $0.00 Direct F3
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -799 -25% $0.00 2.4K Jan 16, 2024 Common Stock 799 $0.00 Direct F3
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -3.01K -25% $0.00 9.03K Jan 16, 2024 Common Stock 3.01K $0.00 Direct F3
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -1.98K -25% $0.00 5.94K Jan 16, 2024 Common Stock 1.98K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2 This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

General Counsel and Corporate Secretary