Matthew A. Field - 01 Jan 2024 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Chief Financial Officer and Treasurer
Signature
/s/ Sarah Slayen, Attorney-in-Fact for Matthew Field
Issuer symbol
JOBY
Transactions as of
01 Jan 2024
Net transactions value
-$53,368
Form type
4
Filing time
03 Jan 2024, 20:13:11 UTC
Previous filing
18 Dec 2023
Next filing
05 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +13,280 +6.5% $0.000000 217,258 01 Jan 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +6,174 +2.8% $0.000000 223,432 01 Jan 2024 Direct
transaction JOBY Common Stock Sale $36,424 -5,942 -2.7% $6.13 217,490 03 Jan 2024 Direct F1
transaction JOBY Common Stock Sale $16,943 -2,764 -1.3% $6.13 214,726 03 Jan 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -13,280 -11% $0.000000 106,242 01 Jan 2024 Common Stock 13,280 $0.000000 Direct F2
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -6,174 -6.7% $0.000000 86,436 01 Jan 2024 Common Stock 6,174 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2 Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F3 Represents an award of restricted stock units ("RSUs") that vests in equal quarterly installments over four years, beginning on July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Financial Officer and Treasurer