Matthew A. Field - 03 Oct 2023 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Chief Financial Officer and Treasurer
Signature
/s/ Sarah Slayen, Attorney-in-Fact for Matthew Field
Issuer symbol
JOBY
Transactions as of
03 Oct 2023
Net transactions value
-$71,113
Form type
4
Filing time
05 Oct 2023, 17:45:29 UTC
Previous filing
03 Oct 2023
Next filing
07 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +23,050 +11% $0.000000 236,485 03 Oct 2023 Direct
transaction JOBY Common Stock Sale $71,113 -11,507 -4.9% $6.18 224,978 04 Oct 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -23,050 -6.7% $0.000000 322,698 03 Oct 2023 Common Stock 23,050 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2 Represents an award of restricted stock units ("RSUs") that vests with respect to 16.66% of the RSUs on April 3, 2022 and as to the remaining 83.34% in 20 quarterly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Financial Officer and Treasurer