Matthew Field - Jan 9, 2023 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Chief Financial Officer and Treasurer
Signature
/s/ Kate DeHoff, Attorney-in-Fact for Matthew Field
Stock symbol
JOBY
Transactions as of
Jan 9, 2023
Transactions value $
$0
Form type
4
Date filed
1/11/2023, 03:45 PM
Previous filing
Jan 5, 2023
Next filing
Jan 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +45K +33.07% $0.00 181K Jan 9, 2023 Direct
transaction JOBY Common Stock Options Exercise $0 +32.4K +17.88% $0.00 213K Jan 9, 2023 Direct
transaction JOBY Common Stock Options Exercise $0 +26.6K +12.45% $0.00 240K Jan 9, 2023 Direct
transaction JOBY Common Stock Options Exercise $0 +13K +5.43% $0.00 253K Jan 9, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -45K -100% $0.00* 0 Jan 9, 2023 Common Stock 45K $0.00 Direct F1
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -32.4K -100% $0.00* 0 Jan 9, 2023 Common Stock 32.4K $0.00 Direct F1
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -26.6K -14.29% $0.00 159K Jan 9, 2023 Common Stock 26.6K $0.00 Direct F2
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -13K -100% $0.00* 0 Jan 9, 2023 Common Stock 13K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.
F2 Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

Remarks:

Chief Financial Officer and Treasurer