Matthew A. Field - 09 Jan 2023 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Chief Financial Officer and Treasurer
Signature
/s/ Kate DeHoff, Attorney-in-Fact for Matthew Field
Issuer symbol
JOBY
Transactions as of
09 Jan 2023
Net transactions value
$0
Form type
4
Filing time
11 Jan 2023, 15:45:07 UTC
Previous filing
05 Jan 2023
Next filing
17 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +44,956 +33% $0.000000 180,912 09 Jan 2023 Direct
transaction JOBY Common Stock Options Exercise $0 +32,354 +18% $0.000000 213,266 09 Jan 2023 Direct
transaction JOBY Common Stock Options Exercise $0 +26,561 +12% $0.000000 239,827 09 Jan 2023 Direct
transaction JOBY Common Stock Options Exercise $0 +13,020 +5.4% $0.000000 252,847 09 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -44,956 -100% $0.000000* 0 09 Jan 2023 Common Stock 44,956 $0.000000 Direct F1
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -32,354 -100% $0.000000* 0 09 Jan 2023 Common Stock 32,354 $0.000000 Direct F1
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -26,561 -14% $0.000000 159,362 09 Jan 2023 Common Stock 26,561 $0.000000 Direct F2
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -13,020 -100% $0.000000* 0 09 Jan 2023 Common Stock 13,020 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of restricted stock units ("RSUs") that vest on January 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.
F2 Represents an award of restricted stock units ("RSUs") that vests with respect to 10% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2022 and as to 5% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting. Although the award vested on January 1, 2023, the shares were not released to the Reporting Person until January 9, 2023.

Remarks:

Chief Financial Officer and Treasurer