Dakota Semler - Jan 5, 2023 Form 4 Insider Report for Xos, Inc. (XOS)

Role
Chief Executive Officer, Director
Signature
Dakota Semler, by /s/ Christen Romero, Attorney-in-Fact
Stock symbol
XOS
Transactions as of
Jan 5, 2023
Transactions value $
$220,278
Form type
4
Date filed
1/9/2023, 06:42 PM
Previous filing
Apr 12, 2023
Next filing
Jan 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOS Common Stock Purchase $9.6K +15K +0.47% $0.64 3.22M Jan 5, 2023 Direct F1, F2, F3
transaction XOS Common Stock Purchase $64.8K +80K +2.49% $0.81 3.3M Jan 6, 2023 Direct F1, F3, F4
transaction XOS Common Stock Purchase $146K +155K +4.71% $0.94 3.45M Jan 9, 2023 Direct F1, F3, F5
holding XOS Common Stock 53.7M Jan 5, 2023 Emerald Green Trust F6
holding XOS Common Stock 502K Jan 5, 2023 GenFleet LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $0.57 to $0.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $0.67 to $0.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $0.81 to $1.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Shares held by Emerald Green Trust, of which Mr. Semler is a beneficiary.
F7 Shares held by GenFleet LLC. Mr. Semler may be deemed to beneficially own securities held by GenFleet, LLC by virtue of his indirect beneficial ownership interest in such entity.