Dakota Semler - 05 Jan 2023 Form 4 Insider Report for Xos, Inc. (XOS)

Role
Chief Executive Officer, Director
Signature
Dakota Semler, by /s/ Christen Romero, Attorney-in-Fact
Issuer symbol
XOS
Transactions as of
05 Jan 2023
Net transactions value
+$220,278
Form type
4
Filing time
09 Jan 2023, 18:42:29 UTC
Previous filing
12 Apr 2023
Next filing
12 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XOS Common Stock Purchase $9,600 +15,000 +0.47% $0.6400 3,218,040 05 Jan 2023 Direct F1, F2, F3
transaction XOS Common Stock Purchase $64,800 +80,000 +2.5% $0.8100 3,298,040 06 Jan 2023 Direct F1, F3, F4
transaction XOS Common Stock Purchase $145,878 +155,189 +4.7% $0.9400 3,453,229 09 Jan 2023 Direct F1, F3, F5
holding XOS Common Stock 53,745,903 05 Jan 2023 Emerald Green Trust F6
holding XOS Common Stock 502,120 05 Jan 2023 GenFleet LLC F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $0.57 to $0.66. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Includes 217,687 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock upon settlement.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $0.67 to $0.83. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $0.81 to $1.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Shares held by Emerald Green Trust, of which Mr. Semler is a beneficiary.
F7 Shares held by GenFleet LLC. Mr. Semler may be deemed to beneficially own securities held by GenFleet, LLC by virtue of his indirect beneficial ownership interest in such entity.