Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Lapointe Christopher | CFO and PAO | C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO | /s/ Deanna M. Smith, Attorney-in-Fact | 2025-06-18 | 0001864508 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SOFI | Restricted Stock Unit | Options Exercise | $0 | -135K | -14.26% | $0.00 | 813K | Jun 16, 2025 | Common Stock | 135K | Direct | F1, F3 | |
transaction | SOFI | Restricted Stock Unit | Options Exercise | $0 | -6.1K | -1.67% | $0.00 | 360K | Jun 16, 2025 | Common Stock | 6.1K | Direct | F1, F4 |
Id | Content |
---|---|
F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. |
F2 | Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person. |
F3 | Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024. |
F4 | Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025. |