Christopher Lapointe - 16 Jun 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
CFO and PAO
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
16 Jun 2025
Transactions value $
-$1,052,565
Form type
4
Filing time
18 Jun 2025, 18:54:45 UTC
Previous filing
18 Mar 2025
Next filing
17 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lapointe Christopher CFO and PAO C/O SOFI TECHNOLOGIES, INC., 234 1ST STREET, SAN FRANCISCO /s/ Deanna M. Smith, Attorney-in-Fact 18 Jun 2025 0001864508

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +135K +9.85% 1.51M 16 Jun 2025 Direct F1
transaction SOFI Common Stock Options Exercise +6.1K +0.4% 1.51M 16 Jun 2025 Direct F1
transaction SOFI Common Stock Tax liability -$1.05M -74.7K -4.93% $14.09 1.44M 16 Jun 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -135K -14.26% $0.00 813K 16 Jun 2025 Common Stock 135K Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -6.1K -1.67% $0.00 360K 16 Jun 2025 Common Stock 6.1K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 25, 2022, March 22, 2023 and March 13, 2024.
F4 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.