Kelli Keough - 14 Mar 2025 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP, GBUL, SIPS
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
14 Mar 2025
Net transactions value
-$502,977
Form type
4
Filing time
18 Mar 2025, 20:31:52 UTC
Previous filing
12 Mar 2025
Next filing
21 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +26,476 +16% 196,102 14 Mar 2025 Direct F1
transaction SOFI Common Stock Options Exercise +82,642 +42% 278,744 14 Mar 2025 Direct F1
transaction SOFI Common Stock Tax liability $502,977 -41,353 -15% $12.16 237,391 17 Mar 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -82,642 -11% $0.000000 661,144 14 Mar 2025 Common Stock 82,642 Direct F1, F3
transaction SOFI Restricted Stock Unit Options Exercise $0 -26,476 -7.7% $0.000000 317,721 14 Mar 2025 Common Stock 26,476 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 2, 2022.