Jeremy Rishel - Dec 16, 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Technology Officer
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol
SOFI
Transactions as of
Dec 16, 2024
Transactions value $
-$2,329,439
Form type
4
Date filed
12/18/2024, 06:56 PM
Previous filing
Oct 16, 2024
Next filing
Dec 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +272K +52.11% 793K Dec 16, 2024 Direct F1
transaction SOFI Common Stock Tax liability -$2.33M -142K -17.87% $16.43 651K Dec 18, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -272K -12.54% $0.00 1.9M Dec 16, 2024 Common Stock 272K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on July 20, 2022 and March 13, 2024.