Arun Pinto - 14 Nov 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Risk Officer
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
14 Nov 2024
Net transactions value
-$308,909
Form type
4
Filing time
19 Nov 2024, 18:54:16 UTC
Previous filing
16 Aug 2024
Next filing
19 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +45,388 +77% 104,159 14 Nov 2024 Direct F1
transaction SOFI Common Stock Tax liability $308,909 -23,404 -22% $13.20 80,755 15 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -45,388 -7.1% $0.000000 590,052 14 Nov 2024 Common Stock 45,388 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 13, 2024.