Eric Schuppenhauer - 26 Sep 2024 Form 3 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
EVP GBUL Borrow
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
26 Sep 2024
Net transactions value
$0
Form type
3
Filing time
27 Sep 2024, 20:56:08 UTC
Next filing
16 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SOFI Common Stock 15,505 26 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SOFI Restricted Stock Unit 26 Sep 2024 Common Stock 891,694 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person. The RSU award vests as to 12.5% on the six month anniversary of the vesting commencement date falling in August 2024, and vests as to 6.25% quarterly thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F2 Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.